The Regulation, as amended, establishes the procedure for electronic transmission to the
Financial Supervisory Authority, through electronic reporting systems, of the reports
provided by the capital market legislation by the entities regulated and supervised by the
Financial Supervisory Authority.
The following entities have the obligation to submit reports to the Financial Supervisory
Authority electronically, namely: financial investment services companies; credit institutions;
investment consultants; investment management companies; alternative investment fund
managers; storages; self-administrative UCITS investment companies; the administrators of a
trading venue; central storages; central counterparties; issuers whose securities are admitted
to trading on a regulated market; issuers whose real estate values are admitted to trading or
are traded, with their consent, within a multilateral trading system or, as the case may be,
within an organized trading system; approved reporting mechanisms (MRAs).
The reporting entities have the obligation to submit the reports using the standard models in
.xls format, having attached the files in .pdf format containing the information included in the
respective standard models of .xls type, as well as any other information or documents
corresponding to that type of report, in case in which for this information or documents there
is no .xls type model.
